Broker Check
Maggie  Dumas

Maggie Dumas

Director of Advisor Services

Maggie is an extremely versatile project manager who provides administrative support in a variety of areas. She provides complete back-office technology processing. This includes billing, virtual filing, and reporting. She is the liaison and provides support on advisor platforms. Maggie also provides compliance documentation which includes SEC filings of U4, ADV2B, and ADV2A, as well as business logs, DocuSign, and fixed business tracking.